IT, Operational & Compliance Audits

IT, Operational & Compliance Audits

Our team helps clients reduce unacceptable business risk by building, improving and managing internal audit functions. Every project is led by a Managing Director who assembles and guides teams of security and audit specialists.

Build Improve Manage

Help You Do It

 Help You Do It Better Do It For You
  • Staff recruitment
  • Staff training
  • Audit Committee
  • Control procedures
  • Issues tracking and reporting
  • Internal audit consulting
  • Staff augmentation
  • Custom monitoring tools
  • Project management
  • Outsource audit function
  • Specialized audit services (IT, ops, security, and payments)
  • Prepare for/respond to outside audits

Compliance. We also offer specialized services to help meet regulatory and client requirements, or help prepare for upcoming examinations:

  • Enterprise risk management and corporate governance
  • Sarbanes-Oxley 404
  • SSAE 16 (formerly SAS 70)
  • Shared Assessment (BITS)
  • Federal Financial Institutions Examination Council (FFIEC)
  • ISO 27001 (formerly 17799)
  • Gramm-Leach-Bliley Act (GLBA)
  • Anti-Money Laundering (AML) and Bank Secrecy Act (BSA)
  • Automated Clearing House (ACH)

Learn more at our PCI Compliance Center

Certifications

CISA: Certified Information Systems Auditor

CISSP: Certified Information Systems Security Professional

CGEIT: Certified in Governance of Enterprise

CRISC: Certified in Risk and Information Systems Control

CISM: Certified Information Security Manager

Credentials

  • Managed internal IT and operations audit groups worldwide
  • 40+ years of IT and operations auditing experience with private and public companies
  • Built new internal audit functions for start-up and fast-growing companies
  • Internal audits for financial services, payment processing, manufacturing, utilities, health care, casinos, pharmaceutical ISOs
  • Performed Shared Assessment audit for prepaid payment company that met SAS 70 requirements at lower cost ((case study)

“Pointe Solutions has dedicated professionals who understand our business and technology. We asked for an auditor – they delivered a partner.”

— Director, Project Management, Global Payments Processor

Pointe Solutions